UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________________________________________
FORM SD
Specialized Disclosure Report
________________________________________________
ENPHASE ENERGY, INC.
(Exact name of registrant as specified in its charter)
________________________________________________
| Delaware | 001-35480 | 20-4645388 | ||||||||||||
| (State or other Jurisdiction of Incorporation) | (Commission File No.) | (IRS Employer Identification No.) | ||||||||||||
47281 Bayside Parkway
Fremont, CA 94538
(Address of principal executive offices, including zip code)
Lisan Hung
Vice President, General Counsel and Corporate Secretary
(877) 774-7000
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.
Section 1 - Conflict Minerals Disclosure
Item 1.01 and 1.02 Conflict Minerals Disclosure and Report
Enphase Energy, Inc. (the “Company”) has evaluated its current products and has determined that certain products it contracts to manufacture contain conflict minerals originating in the Democratic Republic of the Congo or adjoining countries. As a result, the Company has prepared, and is filing with this Form, a Conflict Minerals Report. A copy of the Company’s Conflict Minerals Report for the calendar year ended December 31, 2020 is provided as Exhibit 1.01 to the Specialized Disclosure Report and is publicly available on the Company’s corporate website at http://investor.enphase.com/sec.cfm.
Section 2 - Exhibits
Item 2.01 Exhibits
| Exhibit Number | Description | |||||||
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: June 1, 2021 | ENPHASE ENERGY, INC. | ||||||||||
| By: | /s/ Lisan Hung | ||||||||||
| Lisan Hung | |||||||||||
| Vice President, General Counsel and Corporate Secretary | |||||||||||
Exhibit 1.01
Enphase Energy, Inc.
Conflict Minerals Report
For the Year January 1, 2020 through December 31, 2020
1. Introduction
This report for the year January 1, 2020 through December 31, 2020 (the “Reporting Period”) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. Conflict minerals are defined as tin, tantalum, tungsten, and gold (“3TG” or “Conflict Minerals”) for the purposes of this assessment. These requirements apply to registrants whatever the geographic origin of the Conflict Minerals and whether they fund armed conflict.
If a registrant can establish that the Conflict Minerals originated from sources other than the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”), or from recycled and scrap sources, it must submit a completed Form SD that describes the Reasonable Country of Origin Inquiry (the “RCOI”).
If a registrant has reason to believe that any of the Conflict Minerals in its supply chain may have originated in the Covered Countries, or if it is unable to determine the country of origin of those Conflict Minerals, then the registrant must perform due diligence on the Conflict Minerals’ source and chain of custody. The registrant must annually submit a Conflict Minerals Report (“CMR”) to the SEC that includes a description of those due diligence measures.
2. Company Overview
This report has been prepared by management of Enphase Energy, Inc. (herein referred to as Enphase Energy, the Company, we, us, or our). The information includes the activities of all majority-owned subsidiaries.
Enphase Energy is a global energy technology company. We deliver smart, easy-to-use solutions that manage solar generation, storage and communication on one single platform. We revolutionized the solar industry with our microinverter technology and we produce a fully integrated solar-plus-storage solution. As of March 31, 2021, we have shipped more than 34 million microinverters, and approximately 1.5 million Enphase residential and commercial systems have been deployed in more than 130 countries.
3. Products Overview
Enphase Energy designs, develops, manufactures, and sells home energy solutions that manage energy generation, energy storage, and control and communications on one intelligent platform. The Enphase Home Energy Solution brings an advanced, networked approach to solar generation plus energy storage by using our design expertise across power electronics, semiconductors, and cloud-based software technologies. Our integrated approach to energy management is designed to simplify installation and optimize a home’s energy usage.
Based upon the Company’s internal assessment, the microinverter products, certain related microinverter accessories, the Enphase gateway, and Enphase storage products contain Conflict Minerals that are necessary to the functionality or production of those products. Accordingly, for purposes of this assessment, only the Company’s microinverter products, certain related accessories, the gateway and storage products (collectively, the “Covered Products”) were considered.
4. Reasonable Country of Origin Inquiry
Enphase Energy relies upon its suppliers to provide information on the origin of 3TG contained in components and materials supplied to it, including sources of 3TG that are supplied to them from sub-tier suppliers. Our suppliers are expected to provide the 3TG sourcing information to us per our Conflict Minerals Policy and Supplier Code of Conduct.
We performed a comprehensive analysis of our product components and the role that suppliers play throughout our manufacturing and product delivery processes. We defined the scope of our Conflict Minerals RCOI by identifying and reaching out to suppliers that provided components or engaged in manufacturing activities that are likely to
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 1
contain 3TG during the Reporting Period. During the process of our review, we identified 142 suppliers who were within the scope of RCOI.
We, through our outside agent Flextronics International Ltd. who assisted us in our RCOI and due diligence efforts, conducted a survey of our active suppliers and sub-suppliers using the template developed jointly by the companies of Electronic Industry Citizenship Coalition® (EICC®) and The Global e-Sustainability Initiative (GeSI), known as the Conflict Free Sourcing Initiative (CFSI) Reporting Template (the Template). The Template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the Template contains questions about the origin of Conflict Minerals included in their products, as well as supplier due diligence. Written instructions and recorded training illustrating the use of the tool is available on CFSI’s website. The Template is widely adopted by many companies in their due diligence processes related to Conflict Minerals.
We continued to seek supply chain responses through March 25, 2021, and were able to determine the country of origin of most of the Conflict Minerals in our supply chain. We received valid Templates from 128 of the 142 suppliers surveyed. The responses were reviewed against criteria developed to determine which suppliers required further engagement.
Due to the breadth, complexity and constant evolution of Enphase Energy’s products and supply chain, it will take time for all remaining suppliers to verify the origin of all of the Conflict Minerals. In addition, the information provided by suppliers may be inaccurate, incomplete or subject to other irregularities. Moreover, because of the Company’s relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, its ability to verify the accuracy of information reported by suppliers is limited. By using our supply chain due diligence processes, driving accountability within the supply chain by leveraging the CFSI’s Conflict-Free Smelter Program (“CFSP”), and continuing our outreach efforts, we hope to further develop transparency into our supply chain.
5. Conflict Minerals Status Analysis and Conflict Status Conclusion
Enphase Energy has been unable to reasonably determine whether all of the 3TG used in our Covered Products either originated in the Covered Countries, came from recycled or scrap sources, or whether they were used directly or indirectly to finance or benefit armed groups in the Covered Countries.
6. Due Diligence Process
6.1 Design of Due Diligence
Enphase Energy’s due diligence processes have been designed in conformity with, in all material respects, The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum and tungsten (OECD Guidance), consistent with our position as a downstream company. Our Conflict Minerals due diligence process includes: the development of a Conflict Minerals Policy, establishment of governance structures with cross-functional team members and senior executives, communication to, and engagement of, suppliers, due diligence compliance process and measurement on the supplier source and chain of custody, record-keeping and escalation procedures.
a.Management Systems - Conflict Minerals Policy
Enphase Energy’s Conflict Minerals Policy is as follows:
There has been increased awareness regarding the human rights violations in the mining of certain minerals from an area known as the “Conflict Region”: The Democratic Republic of the Congo (“DRC”) and the surrounding countries. Through the Dodd-Frank Act, publicly traded companies have been chartered to practice reasonable due diligence with their supply chain to determine if Conflict Minerals used in their products are being sourced from mines controlled by non-government or unlawful military groups within the Conflict Region. Enphase Energy is committed to taking all steps to comply with the legislation and is committed to sourcing components and materials from companies that share our values around human rights, ethics and environmental responsibility.
Tracing materials back to their mine of origin is a complex endeavor but an important aspect of responsible sourcing. Enphase Energy looks to industry guidelines to help establish its programs such as OECD’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas, the joint EICC-GeSI, which is taking action to address responsible sourcing through the development of the Conflict-Free Smelter program aiming to enable companies to source
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 2
conflict-free minerals. Given the complexity of Enphase Energy’s and its suppliers’ respective supply chains, it will take time for many suppliers and sub-suppliers to verify the origin of conflict minerals. We intend to use our supply chain due diligence process to drive accountability within the supply chain to further our goal of conflict-free sourcing.
Enphase Energy continues to develop and implement a strategy to support the objectives to the U.S. regulations on the supply of Conflict Minerals, including:
•Developing and implementing policies and processes toward preventing the use of Conflict Minerals or derivative metals necessary to the functionality or production of our product(s) that finance or benefit armed groups in the Conflict Region.
•Not knowingly procuring specified minerals that originate from facilities in the Conflict Region that are not certified as conflict free.
•Expecting our suppliers to: (i) provide Enphase with Conflict Mineral content and country of origin information on the products it supplies to Enphase; (ii) cooperate with Enphase (or an independent third party auditor) in any review of its supply chain and procurement process, Conflict Mineral audits, and due diligence on its suppliers as required for Enphase’s annual SEC disclosure in compliance with the Dodd-Frank Act; and (iii) collaborate with Enphase in developing a chain of custody for these Conflict Minerals in the supply chain and identifying and sourcing conflict-free sources for the minerals used in Enphase products.
•Expecting suppliers whose products contain conflict minerals to establish policies, due diligence frameworks, and management systems consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict – Affected and High Risk-Areas that are designed to accomplish this goal and requiring their suppliers to do the same.
Enphase Energy believes in establishing and maintaining long-term relationships with suppliers whenever possible. However, if we determine that any supplier is, or a reasonable risk exists that it may be, violating this Policy, then we will require the supplier to commit to devise and undertake suitable corrective action to move to a conflict free source. If suitable action is not taken, we will look for alternative sources for the product. Enphase’s efforts are not to ban procurement of minerals from the Conflict Region, but to assure procurement from responsible sources in the region. If we determine that any of the components of our products contain minerals from a mine or facility that is “non-conflict free,” we will work towards transitioning to products that are “conflict free.”
This policy is publicly available on our website at https://enphase.com/en-us/conflict-minerals-policy.
b. Internal Team
Enphase Energy has established a management system for complying with the applicable rules. Our management system is led by our Vice President of Supply Chain. They are supported by a team from relevant functions such as legal, purchasing, quality assurance, manufacturing and environmental health and safety. The Vice President of Supply Chain is responsible for implementing our Conflict Minerals compliance strategy.
c.Supply Chain Controls
As we do not have a direct relationship with 3TG smelters and refiners, we utilize industry-wide initiatives such as the EICC-GeSI and CFSI to disclose upstream actors in the supply chain.
Controls include our Code of Conduct, which outlines expected behaviors for all Enphase employees and which outlines expected behaviors for all Enphase Energy suppliers.
d.Supplier Engagement
Enphase Energy has engaged Flextronics International Ltd. to reach out to suppliers and sub-suppliers who have yet to participate in CFSP’s audit program or have been audited, but are not yet completely certified conflict free. We encourage these suppliers to participate in CFSP’s audit program and move towards a conflict free designation as soon as possible. We will endeavor to continually improve our supply chain due diligence by seeking from our material suppliers annual acknowledgments of our Code of Conduct and other corporate policies, and, to the extent practicable, incorporating Conflict Minerals language in supplier agreements, as they arise.
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 3
e.Grievance Mechanism
Enphase Energy has established a Conflict Minerals Policy and a Supplier Code of Conduct in addition to multiple longstanding mechanisms whereby employees and suppliers can report violations of our policies.
f.Records Maintenance
Enphase Energy has established our due diligence compliance process and set forth a documentation and record maintenance mechanism to ensure the retention of relevant documentation in a secured electronic database.
6.2 Identification and Assessment of Risk in the Supply Chain
Because of the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify sources upstream from our direct suppliers. Accordingly, we stay abreast of several industry-wide initiatives as described above. Some of the largest suppliers are also SEC registrants and subject to the Rule. We compare the CFSP validated smelter list against those smelters identified by our suppliers and, as described in our Conflict Minerals Policy, we intend to engage any of our suppliers that we have reason to believe are supplying us with 3TG from sources that may support conflict in the Covered Countries to request that they establish an alternative source of 3TG that does not support such conflict, as provided in the OECD guidance.
6.3 Design and Implementation of a Strategy to Respond to Risks
As we move towards further developing our due diligence program, we intend to further enhance supplier communication, training and escalation processes to improve due diligence data accuracy and completion and continue to influence additional smelters to be designated as “conflict-free” through an independent third-party audit program such as the CFSP through our supply chain, where possible. To the extent we are able to determine in the future that we are sourcing from non-conflict free smelters, we plan to move toward using conflict free smelters within a reasonable time frame.
6.4 Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
Enphase Energy does not have a direct relationship with 3TG smelters and refiners, nor do we perform direct audits of these entities that provide 3TG to our supply chain. However, we do rely upon the industry initiatives (for example, the CFSI), as well as industry efforts to influence smelters and refiners to be certified through independent third-party audit programs, such as the CFSP.
7. Due Diligence Results
7.1 Survey Response
Enphase Energy received 128 completed Templates from the 142 suppliers surveyed (a 90.14% completion rate). Of the 128 suppliers that provided complete responses to our survey, 123 indicated that they do not source Conflict Minerals or certified that they are conflict free as follows: a) 18 indicated that they do not source Conflict Minerals at all, b) 38 confirmed that the Conflict Minerals they sourced did not originate in the Covered Countries; and c) 67 reported that their Conflict Minerals were sourced solely from smelters and refiners that are certified conflict free. 12 suppliers reported that they are still in the process of completing due diligence. Of the 12, five suppliers reported that the origin of the smelters and refiners is unknown.
| Supplier Response | 2020 | 2019 | 2018 | 2017 | 2016 | ||||||||||||
| Supplier Template Completion Rate | 90.14% (128 of 142) | 82.24% (125 of 152) | 90.51% (143 of 158) | 98.46% (128 of 130) | 93.75% (105 of 112) | ||||||||||||
| Status of Suppliers | 2020 | 2019 | 2018 | 2017 | 2016 | ||||||||||||
| Conflict Minerals Not Originating in Covered Countries or Certified Conflict Free | 86.62% (123 of 128) | 93.60% (117 of 125) | 83.22% (119 of 143) | 73.08% (95 of 130) | 75.89% (85 of 112) | ||||||||||||
| Still Completing Due Diligence/Origins Unknown | 9.38% (12 of 128) | 1.60% (2 of 125) | 16.78% (24 of 143) | 15.38% (20 of 130) | 17.86% (20 of 112) | ||||||||||||
| Invalid or No Information Provided | 9.86% (14 of 142) | 3.95% (6 of 152) | 4.43% (7 of 143) | 10.77% (14 of 130) | 6.25% (7 of 112) | ||||||||||||
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 4
103 of the 128 suppliers that responded to our survey provided responses on a company-wide or on a user defined basis that was not specifically applicable to components or types of components furnished to the Company. That is, they were unable to represent that 3TG from the smelters or refiners identified had actually been included in the components supplied to us or our direct suppliers. Of the 103, 77 suppliers reported on a company-wide basis, and 57 of those confirm that they are certified conflict free.
7.2 Efforts to Determine Country of Origin of Mine or 3TG
Tracing materials back to the mine of origin is a complex aspect of responsible sourcing in our supply chain. By adopting methodology outlined by the CFSI’s joint industry programs and outreach initiatives and requiring that our suppliers conform with standards that meets the OECD guidelines and report to us using the Template, we have determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or location of origin of the 3TG in our supply chain and responses to such inquiries represents the most reasonable known mine of origin information available. Through this industry joint effort, we have made reasonable efforts to make a reasonable determination of the mines or locations of origin of the 3TG in our supply chain.
7.3 Smelters or Refiners Identified
We were unable to ascertain the specific country of origin and/or chain of custody of all necessary Conflict Minerals processed by the facilities that contributed to our Covered Products because, for this Reporting Period, 14 suppliers (9.86% of total suppliers included in the RCOI scope) either did not complete the Template, provided invalid information, or indicated that they are still in the process of completing due diligence or that the origin of one or more of their smelters and refiners is unknown. From the data we were able to obtain from our suppliers, the countries of origin of the Conflict Minerals processed in facilities in our supply chain are believed to include:
ANDORRA, AUSTRALIA, AUSTRIA, BELGIUM, BOLIVIA, BRAZIL, CANADA, CHILE, CHINA, COLOMBIA, CZECHIA, ESTONIA, FRANCE, GERMANY, GHANA, INDIA, INDONESIA, ITALY, JAPAN, KAZAKHSTAN, REPUBLIC OF KOREA, KYRGYZSTAN, LITHUANIA, MALAYSIA, MEXICO, MYANMAR, NETHERLANDS, NEW ZEALAND, NORTH MACEDONIA, PERU, PHILIPPINES, POLAND, RUSSIAN FEDERATION, RWANDA, SAUDI ARABIA, SINGAPORE, SOUTH AFRICA, SPAIN, SUDAN, SWEDEN, SWITZERLAND, TAIWAN, THAILAND, TURKEY, UGANDA, UNITED ARAB EMIRATES, UNITED STATES OF AMERICA, UZBEKISTAN, VIETNAM, AND ZIMBABWE.
In total, 322 smelters and refiners were identified as potentially in our supply chain. Of those 322 smelters and refiners, 241 are currently certified conflict free, 17 are on the CFSP “Active List” and are currently in the process of becoming compliant, and 12 are in communication with CFSP (7 of 12) or are currently participating or have agreed to participate in the audit process (5 of 12). 8 of the smelters and refiners are identified as noncompliant, 5 did not provide any response, and 39require outreach and are not currently certified conflict free or their status is unknown. Enphase Energy found no reasonable basis for concluding that any of these Smelters or Refiners sourced Conflict Minerals that finance or benefit armed groups. Set forth in Annex 1 is the list of all known smelters and refiners identified as potentially being in our supply chain.
| Status of All Identified Smelters and Refiners | 2020 | 2019 | 2018 | 2017 | 2016 | ||||||||||||
| Certified Conflict Free | 74.84% (241 of 322) | 47.32% (194 of 409) | 50.54% (233 of 461) | 83.97% (461 of 549) | 76.40% (246 of 322) | ||||||||||||
| Currently Participating, In Communication, or Agreed to Participate in Audit Process | 3.73% (12 of 322) | 4.88% (20 of 409) | 6.07% (28 of 461) | 3.28% (18 of 549) | 7.45% (24 of 322) | ||||||||||||
| Outreach Required | 12.11% (39 of 322) | 9.76% (40 of 409) | 8.89% (41 of 461) | 12.75% (70 of 549) | 16.15% (52 of 322) | ||||||||||||
Cautionary Note on Forward-Looking Statements
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 5
Forward-looking statements in this CMR are made pursuant to the safe harbor provisions of Section 21E of the Securities Exchange Act of 1934, as amended, and other federal securities laws. Investors are cautioned that statements in this CMR that are not strictly historical statements, including without limitation, the Company’s intentions and expectations regarding further supplier engagement and risk mitigation efforts and strategy, constitute forward-looking statements that involve risks and uncertainties. Actual results could differ materially from the forward-looking statements. Risks and uncertainties that could cause actual results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on the Company’s ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others.
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 6
Annex 1
| Metal | Comments | Smelter Name | Smelter Country | Smelter Identification | ||||||||||||||||||||||
| Gold | Conformant | 8853 S.p.A. | ITALY | CID002763 | ||||||||||||||||||||||
| Gold | Non Conformant | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | CID002708 | ||||||||||||||||||||||
| Gold | Conformant | Advanced Chemical Company | UNITED STATES OF AMERICA | CID000015 | ||||||||||||||||||||||
| Gold | Outreach Required | African Gold Refinery | UGANDA | CID003185 | ||||||||||||||||||||||
| Gold | Conformant | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 | ||||||||||||||||||||||
| Gold | Conformant | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 | ||||||||||||||||||||||
| Gold | Conformant | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 | ||||||||||||||||||||||
| Gold | Conformant | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 | ||||||||||||||||||||||
| Gold | Conformant | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | CID000058 | ||||||||||||||||||||||
| Gold | Conformant | Argor-Heraeus S.A. | SWITZERLAND | CID000077 | ||||||||||||||||||||||
| Gold | Conformant | Asahi Pretec Corp. | JAPAN | CID000082 | ||||||||||||||||||||||
| Gold | Conformant | Asahi Refining Canada Ltd. | CANADA | CID000924 | ||||||||||||||||||||||
| Gold | Conformant | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | CID000920 | ||||||||||||||||||||||
| Gold | Conformant | Asaka Riken Co., Ltd. | JAPAN | CID000090 | ||||||||||||||||||||||
| Gold | Due Diligence Vetting Process | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | ||||||||||||||||||||||
| Gold | Conformant | AU Traders and Refiners | SOUTH AFRICA | CID002850 | ||||||||||||||||||||||
| Gold | Active | Augmont Enterprises Private Limited | INDIA | CID003461 | ||||||||||||||||||||||
| Gold | Conformant | Aurubis AG | GERMANY | CID000113 | ||||||||||||||||||||||
| Gold | Conformant | Bangalore Refinery | INDIA | CID002863 | ||||||||||||||||||||||
| Gold | Conformant | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | ||||||||||||||||||||||
| Gold | Conformant | Boliden AB | SWEDEN | CID000157 | ||||||||||||||||||||||
| Gold | Conformant | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | ||||||||||||||||||||||
| Gold | Active | C.I Metales Procesados Industriales SAS | COLOMBIA | CID003421 | ||||||||||||||||||||||
| Gold | Communication Suspended - Not Interested | Caridad | MEXICO | CID000180 | ||||||||||||||||||||||
| Gold | Conformant | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 | ||||||||||||||||||||||
| Gold | Conformant | Cendres + Metaux S.A. | SWITZERLAND | CID000189 | ||||||||||||||||||||||
| Gold | Outreach Required | CGR Metalloys Pvt Ltd. | INDIA | CID003382 | ||||||||||||||||||||||
| Gold | Conformant | Chimet S.p.A. | ITALY | CID000233 | ||||||||||||||||||||||
| Gold | Conformant | Chugai Mining | JAPAN | CID000264 | ||||||||||||||||||||||
| Gold | In Communication | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 | ||||||||||||||||||||||
| Gold | Outreach Required | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | CID002867 | ||||||||||||||||||||||
| Gold | In Communication | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES | CID003348 | ||||||||||||||||||||||
| Gold | Conformant | DODUCO Contacts and Refining GmbH | GERMANY | CID000362 | ||||||||||||||||||||||
| Gold | Conformant | Dowa | JAPAN | CID000401 | ||||||||||||||||||||||
| Gold | Conformant | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF | CID003195 | ||||||||||||||||||||||
| Gold | Conformant | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | CID000359 | ||||||||||||||||||||||
| Gold | Conformant | Eco-System Recycling Co., Ltd. East Plant | JAPAN | CID000425 | ||||||||||||||||||||||
| Gold | Conformant | Eco-System Recycling Co., Ltd. North Plant | JAPAN | CID003424 | ||||||||||||||||||||||
| Gold | Conformant | Eco-System Recycling Co., Ltd. West Plant | JAPAN | CID003425 | ||||||||||||||||||||||
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 1
| Metal | Comments | Smelter Name | Smelter Country | Smelter Identification | ||||||||||||||||||||||
| Gold | Conformant | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 | ||||||||||||||||||||||
| Gold | RMI Due Diligence Review - Unable to Proceed | Fidelity Printers and Refiners Ltd. | ZIMBABWE | CID002515 | ||||||||||||||||||||||
| Gold | Outreach Required | Fujairah Gold FZC | UNITED ARAB EMIRATES | CID002584 | ||||||||||||||||||||||
| Gold | In Communication | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA | CID002852 | ||||||||||||||||||||||
| Gold | Conformant | Geib Refining Corporation | UNITED STATES OF AMERICA | CID002459 | ||||||||||||||||||||||
| Gold | Outreach Required | Gold Coast Refinery | GHANA | CID003186 | ||||||||||||||||||||||
| Gold | Conformant | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | CID002243 | ||||||||||||||||||||||
| Gold | Outreach Required | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 | ||||||||||||||||||||||
| Gold | Outreach Required | Guangdong Jinding Gold Limited | CHINA | CID002312 | ||||||||||||||||||||||
| Gold | Outreach Required | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 | ||||||||||||||||||||||
| Gold | Outreach Required | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 | ||||||||||||||||||||||
| Gold | Conformant | Heimerle + Meule GmbH | GERMANY | CID000694 | ||||||||||||||||||||||
| Gold | Conformant | Heraeus Metals Hong Kong Ltd. | CHINA | CID000707 | ||||||||||||||||||||||
| Gold | Active | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 | ||||||||||||||||||||||
| Gold | Outreach Required | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 | ||||||||||||||||||||||
| Gold | Outreach Required | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | CID000773 | ||||||||||||||||||||||
| Gold | Communication Suspended - Not Interested | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | CID000778 | ||||||||||||||||||||||
| Gold | Conformant | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801 | ||||||||||||||||||||||
| Gold | In Communication | International Precious Metal Refiners | UNITED ARAB EMIRATES | CID002562 | ||||||||||||||||||||||
| Gold | Conformant | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | ||||||||||||||||||||||
| Gold | Conformant | Istanbul Gold Refinery | TURKEY | CID000814 | ||||||||||||||||||||||
| Gold | Conformant | Italpreziosi | ITALY | CID002765 | ||||||||||||||||||||||
| Gold | Outreach Required | JALAN & Company | INDIA | CID002893 | ||||||||||||||||||||||
| Gold | Conformant | Japan Mint | JAPAN | CID000823 | ||||||||||||||||||||||
| Gold | Conformant | Jiangxi Copper Co., Ltd. | CHINA | CID000855 | ||||||||||||||||||||||
| Gold | RMI Due Diligence Review - Unable to Proceed | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 | ||||||||||||||||||||||
| Gold | Conformant | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | ||||||||||||||||||||||
| Gold | Conformant | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | ||||||||||||||||||||||
| Gold | RMI Due Diligence Review - Unable to Proceed | Kaloti Precious Metals | UNITED ARAB EMIRATES | CID002563 | ||||||||||||||||||||||
| Gold | In Communication | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 | ||||||||||||||||||||||
| Gold | Conformant | Kazzinc | KAZAKHSTAN | CID000957 | ||||||||||||||||||||||
| Gold | Conformant | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | CID000969 | ||||||||||||||||||||||
| Gold | Conformant | KGHM Polska Miedz Spolka Akcyjna | POLAND | CID002511 | ||||||||||||||||||||||
| Gold | Conformant | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 | ||||||||||||||||||||||
| Gold | Conformant | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | CID002605 | ||||||||||||||||||||||
| Gold | In Communication | Kundan Care Products Ltd. | INDIA | CID003463 | ||||||||||||||||||||||
| Gold | Conformant | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 | ||||||||||||||||||||||
| Gold | Outreach Required | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | CID002865 | ||||||||||||||||||||||
| Gold | RMI Due Diligence Review - Unable to Proceed | L'azurde Company For Jewelry | SAUDI ARABIA | CID001032 | ||||||||||||||||||||||
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 2
| Metal | Comments | Smelter Name | Smelter Country | Smelter Identification | ||||||||||||||||||||||
| Gold | Outreach Required | Lingbao Gold Co., Ltd. | CHINA | CID001056 | ||||||||||||||||||||||
| Gold | Outreach Required | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 | ||||||||||||||||||||||
| Gold | Conformant | L'Orfebre S.A. | ANDORRA | CID002762 | ||||||||||||||||||||||
| Gold | Conformant | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078 | ||||||||||||||||||||||
| Gold | Conformant | LT Metal Ltd. | KOREA, REPUBLIC OF | CID000689 | ||||||||||||||||||||||
| Gold | Outreach Required | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 | ||||||||||||||||||||||
| Gold | Conformant | Marsam Metals | BRAZIL | CID002606 | ||||||||||||||||||||||
| Gold | Conformant | Materion | UNITED STATES OF AMERICA | CID001113 | ||||||||||||||||||||||
| Gold | Conformant | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | ||||||||||||||||||||||
| Gold | Conformant | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 | ||||||||||||||||||||||
| Gold | Conformant | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 | ||||||||||||||||||||||
| Gold | Conformant | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 | ||||||||||||||||||||||
| Gold | Conformant | Metalor Technologies S.A. | SWITZERLAND | CID001153 | ||||||||||||||||||||||
| Gold | Conformant | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | CID001157 | ||||||||||||||||||||||
| Gold | Conformant | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | CID001161 | ||||||||||||||||||||||
| Gold | Conformant | Mitsubishi Materials Corporation | JAPAN | CID001188 | ||||||||||||||||||||||
| Gold | Conformant | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | ||||||||||||||||||||||
| Gold | Conformant | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 | ||||||||||||||||||||||
| Gold | Non Conformant | Modeltech Sdn Bhd | MALAYSIA | CID002857 | ||||||||||||||||||||||
| Gold | Communication Suspended - Not Interested | Morris and Watson | NEW ZEALAND | CID002282 | ||||||||||||||||||||||
| Gold | Conformant | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 | ||||||||||||||||||||||
| Gold | Conformant | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | CID001220 | ||||||||||||||||||||||
| Gold | Conformant | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 | ||||||||||||||||||||||
| Gold | Non Conformant | NH Recytech Company | KOREA, REPUBLIC OF | CID003189 | ||||||||||||||||||||||
| Gold | Conformant | Nihon Material Co., Ltd. | JAPAN | CID001259 | ||||||||||||||||||||||
| Gold | Conformant | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 | ||||||||||||||||||||||
| Gold | Conformant | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 | ||||||||||||||||||||||
| Gold | Conformant | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326 | ||||||||||||||||||||||
| Gold | Conformant | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 | ||||||||||||||||||||||
| Gold | Conformant | PAMP S.A. | SWITZERLAND | CID001352 | ||||||||||||||||||||||
| Gold | Outreach Required | Pease & Curren | UNITED STATES OF AMERICA | CID002872 | ||||||||||||||||||||||
| Gold | Outreach Required | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 | ||||||||||||||||||||||
| Gold | Conformant | Planta Recuperadora de Metales SpA | CHILE | CID002919 | ||||||||||||||||||||||
| Gold | Conformant | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 | ||||||||||||||||||||||
| Gold | Conformant | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 | ||||||||||||||||||||||
| Gold | Conformant | PX Precinox S.A. | SWITZERLAND | CID001498 | ||||||||||||||||||||||
| Gold | Outreach Required | QG Refining, LLC | UNITED STATES OF AMERICA | CID003324 | ||||||||||||||||||||||
| Gold | Conformant | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 | ||||||||||||||||||||||
| Gold | Outreach Required | Refinery of Seemine Gold Co., Ltd. | CHINA | CID000522 | ||||||||||||||||||||||
| Gold | Conformant | REMONDIS PMR B.V. | NETHERLANDS | CID002582 | ||||||||||||||||||||||
| Gold | Conformant | Royal Canadian Mint | CANADA | CID001534 | ||||||||||||||||||||||
| Gold | Conformant | SAAMP | FRANCE | CID002761 | ||||||||||||||||||||||
| Gold | Outreach Required | Sabin Metal Corp. | UNITED STATES OF AMERICA | CID001546 | ||||||||||||||||||||||
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 3
| Metal | Comments | Smelter Name | Smelter Country | Smelter Identification | ||||||||||||||||||||||
| Gold | Conformant | Safimet S.p.A | ITALY | CID002973 | ||||||||||||||||||||||
| Gold | Conformant | SAFINA A.S. | CZECHIA | CID002290 | ||||||||||||||||||||||
| Gold | Outreach Required | Sai Refinery | INDIA | CID002853 | ||||||||||||||||||||||
| Gold | Conformant | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555 | ||||||||||||||||||||||
| Gold | Communication Suspended - Not Interested | Samwon Metals Corp. | KOREA, REPUBLIC OF | CID001562 | ||||||||||||||||||||||
| Gold | Conformant | SAXONIA Edelmetalle GmbH | GERMANY | CID002777 | ||||||||||||||||||||||
| Gold | Conformant | SEMPSA Joyeria Plateria S.A. | SPAIN | CID001585 | ||||||||||||||||||||||
| Gold | Outreach Required | Shandong Humon Smelting Co., Ltd. | CHINA | CID002525 | ||||||||||||||||||||||
| Gold | Outreach Required | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 | ||||||||||||||||||||||
| Gold | Conformant | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 | ||||||||||||||||||||||
| Gold | Outreach Required | Shirpur Gold Refinery Ltd. | INDIA | CID002588 | ||||||||||||||||||||||
| Gold | Conformant | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 | ||||||||||||||||||||||
| Gold | Conformant | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID002516 | ||||||||||||||||||||||
| Gold | Outreach Required | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | CID002527 | ||||||||||||||||||||||
| Gold | Conformant | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 | ||||||||||||||||||||||
| Gold | Conformant | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | CID001761 | ||||||||||||||||||||||
| Gold | Outreach Required | Sovereign Metals | INDIA | CID003383 | ||||||||||||||||||||||
| Gold | Outreach Required | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | CID003153 | ||||||||||||||||||||||
| Gold | Outreach Required | Sudan Gold Refinery | SUDAN | CID002567 | ||||||||||||||||||||||
| Gold | Conformant | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | ||||||||||||||||||||||
| Gold | Conformant | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | CID002918 | ||||||||||||||||||||||
| Gold | Conformant | T.C.A S.p.A | ITALY | CID002580 | ||||||||||||||||||||||
| Gold | Conformant | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | ||||||||||||||||||||||
| Gold | Conformant | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916 | ||||||||||||||||||||||
| Gold | Conformant | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 | ||||||||||||||||||||||
| Gold | Outreach Required | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 | ||||||||||||||||||||||
| Gold | Non Conformant | Tony Goetz NV | BELGIUM | CID002587 | ||||||||||||||||||||||
| Gold | Conformant | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615 | ||||||||||||||||||||||
| Gold | Conformant | Torecom | KOREA, REPUBLIC OF | CID001955 | ||||||||||||||||||||||
| Gold | Conformant | Umicore Precious Metals Thailand | THAILAND | CID002314 | ||||||||||||||||||||||
| Gold | Conformant | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | CID001980 | ||||||||||||||||||||||
| Gold | Conformant | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | CID001993 | ||||||||||||||||||||||
| Gold | Conformant | Valcambi S.A. | SWITZERLAND | CID002003 | ||||||||||||||||||||||
| Gold | Conformant | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | CID002030 | ||||||||||||||||||||||
| Gold | Conformant | WIELAND Edelmetalle GmbH | GERMANY | CID002778 | ||||||||||||||||||||||
| Gold | Conformant | Yamakin Co., Ltd. | JAPAN | CID002100 | ||||||||||||||||||||||
| Gold | Conformant | Yokohama Metal Co., Ltd. | JAPAN | CID002129 | ||||||||||||||||||||||
| Gold | Outreach Required | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 | ||||||||||||||||||||||
| Gold | Conformant | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | ||||||||||||||||||||||
| Tantalum | Conformant | Asaka Riken Co., Ltd. | JAPAN | CID000092 | ||||||||||||||||||||||
| Tantalum | Conformant | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 | ||||||||||||||||||||||
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 4
| Metal | Comments | Smelter Name | Smelter Country | Smelter Identification | ||||||||||||||||||||||
| Tantalum | Conformant | D Block Metals, LLC | UNITED STATES OF AMERICA | CID002504 | ||||||||||||||||||||||
| Tantalum | Conformant | Exotech Inc. | UNITED STATES OF AMERICA | CID000456 | ||||||||||||||||||||||
| Tantalum | Conformant | F&X Electro-Materials Ltd. | CHINA | CID000460 | ||||||||||||||||||||||
| Tantalum | Conformant | FIR Metals & Resource Ltd. | CHINA | CID002505 | ||||||||||||||||||||||
| Tantalum | Conformant | Global Advanced Metals Aizu | JAPAN | CID002558 | ||||||||||||||||||||||
| Tantalum | Conformant | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 | ||||||||||||||||||||||
| Tantalum | Conformant | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 | ||||||||||||||||||||||
| Tantalum | Conformant | H.C. Starck Co., Ltd. | THAILAND | CID002544 | ||||||||||||||||||||||
| Tantalum | Conformant | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 | ||||||||||||||||||||||
| Tantalum | Conformant | H.C. Starck Inc. | UNITED STATES OF AMERICA | CID002548 | ||||||||||||||||||||||
| Tantalum | Conformant | H.C. Starck Ltd. | JAPAN | CID002549 | ||||||||||||||||||||||
| Tantalum | Conformant | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002550 | ||||||||||||||||||||||
| Tantalum | Conformant | H.C. Starck Tantalum and Niobium GmbH | GERMANY | CID002545 | ||||||||||||||||||||||
| Tantalum | Conformant | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | ||||||||||||||||||||||
| Tantalum | Conformant | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 | ||||||||||||||||||||||
| Tantalum | Conformant | Jiangxi Tuohong New Raw Material | CHINA | CID002842 | ||||||||||||||||||||||
| Tantalum | Conformant | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 | ||||||||||||||||||||||
| Tantalum | Conformant | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | ||||||||||||||||||||||
| Tantalum | Conformant | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 | ||||||||||||||||||||||
| Tantalum | Conformant | KEMET Blue Metals | MEXICO | CID002539 | ||||||||||||||||||||||
| Tantalum | Conformant | LSM Brasil S.A. | BRAZIL | CID001076 | ||||||||||||||||||||||
| Tantalum | Conformant | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 | ||||||||||||||||||||||
| Tantalum | Conformant | Mineracao Taboca S.A. | BRAZIL | CID001175 | ||||||||||||||||||||||
| Tantalum | Conformant | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001192 | ||||||||||||||||||||||
| Tantalum | Conformant | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | ||||||||||||||||||||||
| Tantalum | Conformant | NPM Silmet AS | ESTONIA | CID001200 | ||||||||||||||||||||||
| Tantalum | Conformant | PRG Dooel | NORTH MACEDONIA | CID002847 | ||||||||||||||||||||||
| Tantalum | Conformant | QuantumClean | UNITED STATES OF AMERICA | CID001508 | ||||||||||||||||||||||
| Tantalum | Conformant | Resind Industria e Comercio Ltda. | BRAZIL | CID002707 | ||||||||||||||||||||||
| Tantalum | Conformant | Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 | ||||||||||||||||||||||
| Tantalum | Conformant | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | ||||||||||||||||||||||
| Tantalum | Conformant | Taki Chemical Co., Ltd. | JAPAN | CID001869 | ||||||||||||||||||||||
| Tantalum | Conformant | Telex Metals | UNITED STATES OF AMERICA | CID001891 | ||||||||||||||||||||||
| Tantalum | Conformant | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 | ||||||||||||||||||||||
| Tantalum | Conformant | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 | ||||||||||||||||||||||
| Tantalum | Conformant | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | CID001522 | ||||||||||||||||||||||
| Tin | Conformant | Alpha | UNITED STATES OF AMERICA | CID000292 | ||||||||||||||||||||||
| Tin | Outreach Required | An Vinh Joint Stock Mineral Processing Company | VIETNAM | CID002703 | ||||||||||||||||||||||
| Tin | Conformant | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | CID000228 | ||||||||||||||||||||||
| Tin | Conformant | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | CID003190 | ||||||||||||||||||||||
| Tin | Conformant | China Tin Group Co., Ltd. | CHINA | CID001070 | ||||||||||||||||||||||
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 5
| Metal | Comments | Smelter Name | Smelter Country | Smelter Identification | ||||||||||||||||||||||
| Tin | Non Conformant | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | CID003356 | ||||||||||||||||||||||
| Tin | Conformant | Dowa | JAPAN | CID000402 | ||||||||||||||||||||||
| Tin | Non Conformant | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIETNAM | CID002572 | ||||||||||||||||||||||
| Tin | Conformant | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | CID000438 | ||||||||||||||||||||||
| Tin | Active | Estanho de Rondonia S.A. | BRAZIL | CID000448 | ||||||||||||||||||||||
| Tin | Conformant | Fenix Metals | POLAND | CID000468 | ||||||||||||||||||||||
| Tin | Outreach Required | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | CID003410 | ||||||||||||||||||||||
| Tin | Conformant | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | ||||||||||||||||||||||
| Tin | Conformant | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 | ||||||||||||||||||||||
| Tin | Conformant | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 | ||||||||||||||||||||||
| Tin | Conformant | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 | ||||||||||||||||||||||
| Tin | Conformant | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | CID003116 | ||||||||||||||||||||||
| Tin | Conformant | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | CID002849 | ||||||||||||||||||||||
| Tin | Conformant | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 | ||||||||||||||||||||||
| Tin | Conformant | Huichang Jinshunda Tin Co., Ltd. | CHINA | CID000760 | ||||||||||||||||||||||
| Tin | Conformant | Jiangxi New Nanshan Technology Ltd. | CHINA | CID001231 | ||||||||||||||||||||||
| Tin | Conformant | Luna Smelter, Ltd. | RWANDA | CID003387 | ||||||||||||||||||||||
| Tin | Conformant | Ma'anshan Weitai Tin Co., Ltd. | CHINA | CID003379 | ||||||||||||||||||||||
| Tin | Conformant | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 | ||||||||||||||||||||||
| Tin | Conformant | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | ||||||||||||||||||||||
| Tin | Conformant | Melt Metais e Ligas S.A. | BRAZIL | CID002500 | ||||||||||||||||||||||
| Tin | Conformant | Metallic Resources, Inc. | UNITED STATES OF AMERICA | CID001142 | ||||||||||||||||||||||
| Tin | Conformant | Metallo Belgium N.V. | BELGIUM | CID002773 | ||||||||||||||||||||||
| Tin | Conformant | Metallo Spain S.L.U. | SPAIN | CID002774 | ||||||||||||||||||||||
| Tin | Conformant | Mineracao Taboca S.A. | BRAZIL | CID001173 | ||||||||||||||||||||||
| Tin | Conformant | Minsur | PERU | CID001182 | ||||||||||||||||||||||
| Tin | Conformant | Mitsubishi Materials Corporation | JAPAN | CID001191 | ||||||||||||||||||||||
| Tin | Non Conformant | Modeltech Sdn Bhd | MALAYSIA | CID002858 | ||||||||||||||||||||||
| Tin | Outreach Required | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIETNAM | CID002573 | ||||||||||||||||||||||
| Tin | Conformant | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | ||||||||||||||||||||||
| Tin | Conformant | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | ||||||||||||||||||||||
| Tin | Conformant | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | CID001337 | ||||||||||||||||||||||
| Tin | Outreach Required | Pongpipat Company Limited | MYANMAR | CID003208 | ||||||||||||||||||||||
| Tin | Non Conformant | Precious Minerals and Smelting Limited | INDIA | CID003409 | ||||||||||||||||||||||
| Tin | Conformant | PT Artha Cipta Langgeng | INDONESIA | CID001399 | ||||||||||||||||||||||
| Tin | Conformant | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 | ||||||||||||||||||||||
| Tin | Conformant | PT Bangka Serumpun | INDONESIA | CID003205 | ||||||||||||||||||||||
| Tin | Conformant | PT Mitra Stania Prima | INDONESIA | CID001453 | ||||||||||||||||||||||
| Tin | Outreach Required | PT Mitra Sukses Globalindo | INDONESIA | CID003449 | ||||||||||||||||||||||
| Tin | Conformant | PT Refined Bangka Tin | INDONESIA | CID001460 | ||||||||||||||||||||||
| Tin | Conformant | PT Timah Tbk Kundur | INDONESIA | CID001477 | ||||||||||||||||||||||
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 6
| Metal | Comments | Smelter Name | Smelter Country | Smelter Identification | ||||||||||||||||||||||
| Tin | Conformant | PT Timah Tbk Mentok | INDONESIA | CID001482 | ||||||||||||||||||||||
| Tin | Conformant | Resind Industria e Comercio Ltda. | BRAZIL | CID002706 | ||||||||||||||||||||||
| Tin | Conformant | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | CID001539 | ||||||||||||||||||||||
| Tin | Active | CV Ayi Jaya | INDONESIA | CID002570 | ||||||||||||||||||||||
| Tin | Active | PT Aries Kencana Sejahtera | INDONESIA | CID000309 | ||||||||||||||||||||||
| Tin | Conformant | CV Tiga Sekawan | INDONESIA | CID002593 | ||||||||||||||||||||||
| Tin | Active | CV Venus Inti Perkasa | INDONESIA | CID002455 | ||||||||||||||||||||||
| Tin | Conformant | Gejiu Fengming Metallurgy Chemical Plant | CHINA | CID002848 | ||||||||||||||||||||||
| Tin | Conformant | PT Babel Inti Perkasa | INDONESIA | CID001402 | ||||||||||||||||||||||
| Tin | Conformant | PT Babel Surya Alam Lestari | INDONESIA | CID001406 | ||||||||||||||||||||||
| Tin | Active | PT Bukit Timah | INDONESIA | CID001428 | ||||||||||||||||||||||
| Tin | Active | PT Lautan Harmonis Sejahtera | INDONESIA | CID002870 | ||||||||||||||||||||||
| Tin | Conformant | PT Menara Cipta Mulia | INDONESIA | CID002835 | ||||||||||||||||||||||
| Tin | Conformant | PT Prima Timah Utama | INDONESIA | CID001458 | ||||||||||||||||||||||
| Tin | Conformant | PT Rajawali Rimba Perkasa | INDONESIA | CID003381 | ||||||||||||||||||||||
| Tin | Conformant | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | ||||||||||||||||||||||
| Tin | Active | PT Tinindo Inter Nusa | INDONESIA | CID001490 | ||||||||||||||||||||||
| Tin | Outreach Required | VQB Mineral and Trading Group JSC | VIETNAM | CID002015 | ||||||||||||||||||||||
| Tin | Active | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | CID001305 | ||||||||||||||||||||||
| Tin | Conformant | Soft Metais Ltda. | BRAZIL | CID001758 | ||||||||||||||||||||||
| Tin | Active | Super Ligas | BRAZIL | CID002756 | ||||||||||||||||||||||
| Tin | Conformant | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIETNAM | CID002834 | ||||||||||||||||||||||
| Tin | Conformant | Thaisarco | THAILAND | CID001898 | ||||||||||||||||||||||
| Tin | Conformant | Tin Technology & Refining | UNITED STATES OF AMERICA | CID003325 | ||||||||||||||||||||||
| Tin | Outreach Required | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIETNAM | CID002574 | ||||||||||||||||||||||
| Tin | Conformant | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | CID002036 | ||||||||||||||||||||||
| Tin | Conformant | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 | ||||||||||||||||||||||
| Tin | Conformant | Yunnan Tin Company Limited | CHINA | CID002180 | ||||||||||||||||||||||
| Tin | Conformant | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | CID003397 | ||||||||||||||||||||||
| Tungsten | Conformant | A.L.M.T. Corp. | JAPAN | CID000004 | ||||||||||||||||||||||
| Tungsten | Conformant | ACL Metais Eireli | BRAZIL | CID002833 | ||||||||||||||||||||||
| Tungsten | Active | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | CID003427 | ||||||||||||||||||||||
| Tungsten | Conformant | Asia Tungsten Products Vietnam Ltd. | VIETNAM | CID002502 | ||||||||||||||||||||||
| Tungsten | Conformant | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 | ||||||||||||||||||||||
| Tungsten | Active | China Molybdenum Co., Ltd. | CHINA | CID002641 | ||||||||||||||||||||||
| Tungsten | Conformant | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | ||||||||||||||||||||||
| Tungsten | Outreach Required | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000281 | ||||||||||||||||||||||
| Tungsten | Active | Cronimet Brasil Ltda | BRAZIL | CID003468 | ||||||||||||||||||||||
| Tungsten | Conformant | Fujian Ganmin RareMetal Co., Ltd. | CHINA | CID003401 | ||||||||||||||||||||||
| Tungsten | Conformant | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | CID002645 | ||||||||||||||||||||||
| Tungsten | Conformant | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 | ||||||||||||||||||||||
| Tungsten | Conformant | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 | ||||||||||||||||||||||
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 7
| Metal | Comments | Smelter Name | Smelter Country | Smelter Identification | ||||||||||||||||||||||
| Tungsten | Conformant | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 | ||||||||||||||||||||||
| Tungsten | In Communication | GEM Co., Ltd. | CHINA | CID003417 | ||||||||||||||||||||||
| Tungsten | Conformant | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | CID000568 | ||||||||||||||||||||||
| Tungsten | Conformant | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | ||||||||||||||||||||||
| Tungsten | Conformant | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002542 | ||||||||||||||||||||||
| Tungsten | Conformant | H.C. Starck Tungsten GmbH | GERMANY | CID002541 | ||||||||||||||||||||||
| Tungsten | Conformant | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 | ||||||||||||||||||||||
| Tungsten | Conformant | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | CID002579 | ||||||||||||||||||||||
| Tungsten | Conformant | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | ||||||||||||||||||||||
| Tungsten | Conformant | Hunan Litian Tungsten Industry Co., Ltd. | CHINA | CID003182 | ||||||||||||||||||||||
| Tungsten | Conformant | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 | ||||||||||||||||||||||
| Tungsten | Conformant | Japan New Metals Co., Ltd. | JAPAN | CID000825 | ||||||||||||||||||||||
| Tungsten | Conformant | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | ||||||||||||||||||||||
| Tungsten | Conformant | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 | ||||||||||||||||||||||
| Tungsten | Communication Suspended - Not Interested | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 | ||||||||||||||||||||||
| Tungsten | Conformant | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 | ||||||||||||||||||||||
| Tungsten | Conformant | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | ||||||||||||||||||||||
| Tungsten | Conformant | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | ||||||||||||||||||||||
| Tungsten | Active | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION | CID003408 | ||||||||||||||||||||||
| Tungsten | Conformant | Kennametal Fallon | UNITED STATES OF AMERICA | CID000966 | ||||||||||||||||||||||
| Tungsten | Conformant | Kennametal Huntsville | UNITED STATES OF AMERICA | CID000105 | ||||||||||||||||||||||
| Tungsten | Conformant | KGETS Co., Ltd. | KOREA, REPUBLIC OF | CID003388 | ||||||||||||||||||||||
| Tungsten | Conformant | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID003407 | ||||||||||||||||||||||
| Tungsten | Conformant | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 | ||||||||||||||||||||||
| Tungsten | Conformant | Masan Tungsten Chemical LLC (MTC) | VIETNAM | CID002543 | ||||||||||||||||||||||
| Tungsten | Conformant | Moliren Ltd. | RUSSIAN FEDERATION | CID002845 | ||||||||||||||||||||||
| Tungsten | Conformant | Niagara Refining LLC | UNITED STATES OF AMERICA | CID002589 | ||||||||||||||||||||||
| Tungsten | Active | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | CID003416 | ||||||||||||||||||||||
| Tungsten | Conformant | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827 | ||||||||||||||||||||||
| Tungsten | Conformant | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM | CID001889 | ||||||||||||||||||||||
| Tungsten | Conformant | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724 | ||||||||||||||||||||||
| Tungsten | Conformant | Wolfram Bergbau und Hutten AG | AUSTRIA | CID002044 | ||||||||||||||||||||||
| Tungsten | Conformant | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | CID002843 | ||||||||||||||||||||||
| Tungsten | Conformant | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 | ||||||||||||||||||||||
| Tungsten | Conformant | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | ||||||||||||||||||||||
| Tungsten | Conformant | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | CID002830 | ||||||||||||||||||||||
Enphase Energy, Inc. - 2020 Conflict Minerals Report - Annex | 8